Frequently Asked Questions
Filter by Topic
Our dedicated transition team supports financial advisors moving to Pragmatic Advisory. We guide you through every step of the transition process to minimize disruption to your practice, clients, and operations.
Onboarding is typically completed within 30 days. Timing assumes the advisor is responsive and provides requested information and documentation promptly during the transition process.
The advisory firm continues operating under its existing DBA. Pragmatic works behind the scenes to improve operational efficiency and provides access to proprietary investment solutions, similar in scope to the services offered by a TAMP.
Not necessarily. While Pragmatic maintains a core technology stack, advisors are not required to move away from existing platforms if they prefer to maintain their current systems, this is determined on a case-by-case basis.
Yes. Pragmatic is compatible with major custodians, including Schwab and Fidelity. Existing vendor and partner relationships are evaluated individually and may be maintained where appropriate.
Each partnership is structured based on the advisor's assets under management, tenure, and affiliation status, and may evolve over the course of the relationship.
Confidentiality obligations are governed by our internal compliance policies. Client information may not be disclosed outside the firm without prior written client consent or a legal requirement to disclose, such as a court order or regulatory inquiry.
There is no fixed minimum or maximum. Pragmatic prioritizes a collaborative advisor network that supports operational effectiveness and shared learning.
Pragmatic works with both solo advisors and multi-partner firms.
Fit is assessed based on shared values, alignment in investment philosophy, a culture of sustainable growth, and a mutual commitment to professional excellence without micromanagement.
Advisors may exit the partnership at any time, subject to the terms outlined in the advisor agreement.
Pragmatic typically requires a minimum five-year commitment. This structure supports continuity for clients as advisors approach retirement. Longer tenures may provide additional benefits in connection with an eventual exit.
Partnerships are reviewed on a quarterly basis.
No.
Advisors may submit their details through the "Become a Partner" section of the website to initiate an introductory conversation.